
Performative Gestures and the Performance of Takemitsu's Equinox for guitar
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Performative Gestures and the Performance of Takemitsu's Equinox for guitar
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Performative Gestures and the Performance of Takemitsu's Equinox for guitar
Performative Gestures and the Performance of Takemitsu's
Equinox for guitar
by Fabricio Mattos
by Fabricio Mattos
Based on Masters of Music Dissertation submitted in 2014 to the Royal Academy of Music, London
After receiving many requests for my master's dissertation, which was the output of research carried out at the Royal Academy of Music, London, I decided to publish it in a more interesting format for everyday use. This website brings the content of this research in a more accessible way (the original research was delivered in a mixed format of hard copy + digital files in a flash drive). It took many hours of work to adapt its contents to a website, and I hope it is clear enough for guitarists and other musicians to access and comprehend my ideas on this topic.
The language may be sometimes very technical, as it is intended to be accessed by professional musicians. There are, however, some chapters that are (hopefully) also accessible to non-musicians, for their holistic approach, such as the chapter about the History of the Performing Stage.
I am very grateful to my tutors at the Royal Academy of Music, Sarah Callis and Neil Heyde, who have been of crucial help in the development of the present work and have always contributed in a healthy way to turn even the most insane ideas into something feasible. I am also grateful to my guitar tutors at RAM: Michael Lewin, Tim Walker, David Russell, Fabio Zanon, and Julian Bream, for their invaluable insights and amazing lessons; and finally, to many colleagues who have directly or indirectly influenced my scholar output, and to the Royal Academy of Music for giving me a full scholarship to carry out this research.
I believe any research should be dynamic, open-minded, and practical; this is why I am extremely grateful for any feedback, comments, critics, corrections, or complementary information on any topic approached on the following pages, as this could also help me in my long road as a scholar. I certainly hope that some of the following ideas will also help other musicians (not only guitarists) to reconsider some of the aspects of the musical performance, in terms of the attitudes of performer before audiences.
Any comments on the content of this website, as well as general requests regarding lectures or masterclasses focusing on this topic, should be forwarded using the Contact section at the end. Even though this research has already been delivered as my final work at RAM, I still consider it as work-in-progress, which is why changes and updates will happen occasionally.
I do hope your experience with this research will be as enjoyable as the making of it!
Fabricio Mattos
ABSTRACT
Gestural communication increases the level of human understanding, and in musical performance it improves the acceptance of the artistic message conveyed by the performer to the audience. The aim of this research is to invite performers to actively search for a refinement of interpretation achieved through personal experimentation with performative gestures, beyond mere technicalities and traditionalism that govern a great part of musical practice in our days.
The first step in order to provide a well-structured gestural preparation in guitar performance, particularly of Takemitsu’s Equinox, is by suggesting a definition of performative gestures to be used in this research, as it can vary according to cultural backgrounds or different fields of research. Based on information from other areas of knowledge, new categories of performative gestures will be defined in the chapter ‘Typology of performative gestures’ and videoed examples of some gestures will be provided. It is considered essential to next analyze the stage as physical and psychological space, its history in Eastern and Western countries, and its role in the perception of gestures. Finally, a quick video-analysis of Equinox will be provided, and a video of the author performing the piece, conceived according to the gestural palette developed during the many practical experiments that followed the theoretical research. A ‘Discussion’ was preferred over ‘Conclusion’ to finish this dissertation, signalling the continuity of the present research.
About the Author
Classical guitarist Fabricio Mattos performs and teaches worldwide. He undertook a world tour in 2011 as part of WGC-Worldwide Guitar Connections, a project founded and directed by himself that comprises many innovations in music-making. He also produced and took part in many other tours, recordings, collaborations, and teaching projects in five continents in recent years.
Mattos graduated from EMBAP (School of Music and Fine Arts of Paraná), in Curitiba, Brazil, and completed his Master of Music (Performance & Research) degree at the Royal Academy of Music, London. He has won many important international prizes and awards in his career, including the prestigious “Julian Bream Award”. In 2023 Fabricio Mattos was the first Latin-American in history to be awarded a PhD from the Royal Academy of Music, researching the influence of layouts and dynamics on the understanding of stage and performance in music events. In 2023/24 he worked as creative director of New Stages Creations, and currently works in London as a performer, teacher and researcher.
Official Website: www.fabriciomattos.com
INTRODUCTION
Toru Takemitsu’s Equinox for guitar (1994) is one of the most important pieces for guitar in 20th century, and Takemitsu’s artistic conceptions are strongly and maturely implied throughout the work. Takemitsu was a composer who went beyond the dividing line between Eastern and Western cultures: he adopted artistic concepts from both backgrounds in order to create a very personal and effective aesthetic, frontally contrasting both backgrounds rather than trying to artificially unite them. Some of Takemitsu’s compositional influences were nature; the Eastern Philosophy and Aesthetics, particularly its notions of time and space; Japanese performing arts, with their complex structure and well defined codes; compositional processes from European music; and the use of unusual instruments and sonorities to create concepts such as ‘stream of sounds’ and ‘sea of tonality’. The performance of Takemitsu’s multi-influenced style demands performative gestures in order to communicate specific artistic messages, and Equinox was chosen for presenting an overall balance of most elements that define Takemitsu’s music, combined with a demanding technical approach.The objectives of the present work are to provide a definition and typology of performative gestures; to analyze the stage as a physical and psychological space, its importance on perception of performative gestures, and its history in Europe and Japan; and finally to improve the artistic communication in the performance of Takemitsu’s Equinox through the conscious gestural preparation of the performer.Much of recent research focuses on existing gestures from performers in order to establish patterns and categories, with none or little regard to the actual effectiveness of it. It is not the author’s objective to provide a final and unquestionable way of playing Equinox, but to draw attention to this matter of vital importance for the proper communication of any kind of music in the highest level, hopefully helping to put music performance under a different light in the 21st century.DEFINITION OF PERFORMATIVE GESTURES
It is of vital importance, if one intends to research performative gestures, to provide a definition which combines clarity of intention with conciseness. However, when researching such a wide field as musical performance, allowances must be made in terms of use and reach of such a definition. The relationship between audience and performer has changed dramatically over the past few centuries. As we can see in the chapter approaching the Performing Stage, this relationship developed from ritual to paid performances in about twenty centuries, and musical performance has never ceased to be an event with certain social significance. In the past century only we have seen the idea of musical performer changing from a court-owned professional, to paid ‘independent’ artist, followed by ‘recording artist’, and finally returning to ‘performing artist’, but with the pungent omnipresence of video-recorded performances. With these shifts in audiences’ tastes guided by either social or technological upheavals, the definition of musical performance has also been constantly readapted. In our 21st-century reality, it is almost unimaginable to spend a whole day without watching some video on internet, either recorded or streamed live.Following these shifts in the definition of musical performance, everything connected to it has also been constantly reconsidered, such as the performance space (stage) and the significance of artists within society. 20th-century musicians such as John Cage and Igor Stravinsky flooded audiences with new ideas, not just linked to the technicalities of music, but also to its actual significance or superfluity. New uses for music started to emerge, as well as new interdisciplinary events in which music was consumed along with other arts forms. Nowadays we can count on exciting ensembles, festivals, and projects specialized in rethinking music-making and accessibility, playing not just contemporary repertoire, but also music from many centuries ago. The field of performance and the performance space are changing constantly, and so is the attitude of the performer. At least, it should.The general concept of gesture has been widely discussed in fields such as Semiotics, Psychology, Drama, Anthropology and Neuroscience, among others. There has never been a clear and unique definition of gesture because its meaning changes according to the social situation in which it is adopted, or to how it is approached. [1] Dramatists have collaborated for many centuries in such matters, and in this passage of his book A General History of Stage (1766) William Chetwood summarizes the importance of an accurate approach to gestures by actors:I think Quintilian says, all the Parts of the Body assist the Speaker; but the Hands speak without a Tongue, supplicate, threaten, call, dismiss, provoke, show every Passion of the Soul. The Hands are the general Language of Mankind, and we need no Grammar but Nature to understand it. So by their awkward use upon the Stage, we may make the Serious into Ridicule. [2]Bearing all that in mind, and joining with the contemporary difficulty in finding definitions, ‘gestures in music performance’ has been presented as a new challenge in academic circles. Practical musicians do not always think about their métier, perhaps because contemporary life offers conceptual problems but does not offer the time needed to solve them, or at least to try. Some musicians have accepted the challenge and started working with musical gesture in relation to a number of topics of human knowledge, from Cognitive Neuroscience to Semiotics to Philosophic trends. As expected, the concept of musical gesture, after being accessed from many viewpoints, is manifold. However, this multiplicity of approaches, perhaps contrary to what one might expect, enriches even more the palette of possibilities and uses of music in the 21st century. As Marc Leman and Rolf Inge Godøy write in the first chapter of the book Musical Gestures. Sound, movement, and meaning:"
Although the many significations of the word gesture may appear to be problematic, they are, at the same time, advantages in that they provide us with a very bold and interdisciplinary basis for reflecting upon what meaningful music-based interactions are all about. [3]
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One fact that can be used as a strong argument when attempting to define gestures in music performance is that musical events have never ceased to be accessible to all kinds of people. Even when musicians were sponsored by courts or the Church to play or compose for private events, music happened freely on streets and taverns, being widely spread through the verses of troubadours or danced to the sounds of guitars and drums. Nowadays, when walking through a station or sitting in a park suddenly musicians start to play, and this has been considered as a normal way of consuming music for many centuries in many parts of the world. Thus it is essential to consider music as part of the environment when trying to find a holistic definition for musical gesture. It is also important for such a definition to be more convincing than a mere idea of gesture as a ‘body movement carrying some meaning’. Many conceptual problems arise from such a simplistic reading, and one of them lies in the realm of human perception. It is known that meaning in both verbal and non-verbal languages can change depending on the social, cultural, and even political context in which one experiences any kind of performance. In a broad sense, such performances can be a speech, a Noh play, a mimetic show, or a music concert. When considering gestures only as ‘expressive movements’, we create a frame in which any movements perceived by the audience (also in a broad sense) are considered gestures. In the strict field of music performance, we cannot consider that every single movement of the performer is a meaningful gesture, even though minute movements that do not carry any meaning for one person may sometimes offer a life-changing experience for another. The relative problems in defining gesture in musical performance start here. Another fact to be considered is that every new performance offers different experiences in regard to the perception of movements, and indeed this should be taken into consideration in order to create a highly communicative event. Another way of pursuing this definition is to consider the performer’s intentions rather than the audience’s perception. If a performer, during his/her performance, gives tangible cues that gestures have been previously prepared and are meaningful, perhaps audiences will perceive every single gesture in this way. Although more convincing from the performer’s point of view, this approach could, however, generate superficially perceived performances, carrying a predictable and unconvincing plasticity. For all those reasons, a definition of gestures in musical performance should include the performer’s intentions realised through gestures as well as the results that those intentions might well achieve in the audience’s understanding of the musical message. Equally important is to differentiate gestural preparation from choreography. While the latter deals with sequences of movements with a clear design in space and time, the former aims to use movements to create extemporal gestural units, which can carry meaning in themselves or, as previously said, accompany the musical performance in different ways.According to some research, musical gestures also incorporate the movements of the perceiver moving along and in response to music, and also composers’ patterns which have meaningful structural or conceptual roles within some specific musical situation. For this reason the term musical gestures will no longer be used in the present work, being replaced by performative gestures, as it is specifically linked to the gestures effectively realized by the performer. Again contrary to some recent research, in the present work gestures are not considered only as hand movements (even though hands are of utmost importance on this matter), but the general spectrum of movements realized by the upper body of the guitarist when playing in classical position. Therefore, all possible movements of guitarist’s arms and upper body may result in gestures. [4]As many attempts have been made to define performative gestures (even using the term musical gestures), Albrecht Schneider insightfully offers a synthesis of the main definitions by important researchers as well as his own:"
According to Thomas Fay (1974), a musical gesture is a musically and perceptually meaningful unit that is the result of a listener’s segmentation process. A musical gesture thereby may exhibit properties known from Gestalt theory (e.g. completeness, distinctiveness, conciseness) yet the aspect of movement and temporal-dynamic organization is often of special importance. Gesture in music accordingly has been described as a “holistic concept, synthesising what theorists would analyse separately as melody, harmony, rhythm and meter, tempo and rubato, articulation, dynamics and phrasing into an indivisible whole” (Hatten 2001). Gesture further has been regarded as “a movement that can express something” and as “an expressive movement that embodies a special meaning” (Iazzetta 2000). In general, gestures in music can be viewed as patterns of elements grouped in such a way as to appear to the listener as being highly integrated into coherent and meaningful wholes, which make up expressive units or building blocks. [5]"
The Gestalt connection is of great importance, as in consideration of the fact that gestures should be part of ‘coherent and meaningful wholes’, which can only be achieved through the performer’s very detailed and informed preparation of the dynamic content of the performance.One of the most successful attempts in defining performative gestures after considering these and many other problems that arise from different approaches is again from Leman & Godøy's book:"
Therefore, it may be worth the effort to try another approach to defining gesture, namely one that is more focused on the way in which humans interact with their environment from the perspective of embodied cognition. In this approach, gesture can be defined as a pattern through which we structure our environment from the viewpoint of actions. Gesture conceived that way is thus a category, or structural feature, of our perception-action system. In this approach, gesture is both a mental and a corporeal phenomenon. [6]"
Considering gestures as ‘mental and corporeal phenomenon’, it is clearer that we should define gestures from both performer’s and audience’s point of view. It is also safe to say that, as mental phenomena and part of the subjective realm of perception, we admit the inefficiency of any attempt to use gestures in performance that will be immediately understood by all audiences, as each single person has different mental capacities and life experiences that will allow or not to comprehend all messages (verbal or non-verbal) being conveyed in any situation.After considering a great number of attempts to define performative gestures, it is important for the present research to be based on one that covers not just general aspects but specific ones concerning the spectrum of actions involved in guitar playing. Another intention here, which also goes against the idea of ‘gesture as movement’, is to establish that in musical performance sometimes it is necessary not to add movements but to get rid of them, as in some cases it is more convenient to assert when not to use gestures rather than applying some that are too ambiguous or too obscure. When observing a performer on stage, the perception of gestures is augmented in comparison to daily situations, and unnecessary movements are often prejudicial to good communication of musical content. The attitude of ‘not acting’ is understood as the non-intervention of any kind of physical action in the musical text, letting it exist by itself and acknowledging the artistic sense of a mainly sonorous message to be perceived. [7]The original definition of performative gestures to be used in this research is:Performative gestures are performer’s pre-conceived movements or held positions with a clear design in space and time,which can support, convey, or facilitate the communication of musical messages from the performance space to the audience.Even though this is not a final definition for performative gestures, it addresses the necessary issues that will be further explored in the present work concerning typology of gestures in guitar performance, as well as in general considerations about the stage and overall perception of performance. The only idea that can perhaps be generalized is that, in terms of gestures as well as in many other forms of human communication, the simpler, fewer, and clearer, the better._________________________________________________________________________________________
NOTES & REFERENCES
[1] Gestalt psychologists, for instance, include gesture in a broader sense than semioticians, and anthropologists and neuroscientists often disagree on the subject of gesture as a social or mental construct.
[2] Chetwood, William. A General History of the Stage. (London, 1749).
[3] Leman, M. & Godøy, R. I. et al. Musical Gestures: Sound, Movement and Meaning. (Routledge. 2010). pg 08.
[4] A specific notation for performative gestures will not be provided in the present work, however the author is currently working on the possible application of Labanotation for these purposes, as well as developing collaborations with composers with this matter in mind.
[5] Leman M. & R. I. Godøy et al. Musical Gestures: Sound, Movement and Meaning. pg 74.
[6] Ibid. pg 08.
[7] N.A. In situations and styles in which the musical rhetoric is systematically constructed, by composers such as Johann Sebastian Bach, an extra care should be taken when applying gestures, and the ‘non-action’ attitude should be considered; in certain situations in which counterpoint, for instance, is less important, e.g. harmonic sequences, slow movements with single lines, and implied counterpoint, or articulation in which the body acts as an important agent, ‘technical’ and ‘psychoacoustic’ gestures can support the musical message (please see the definition of such gestures in the chapter ‘Typology of Performative Gestures’). Even though this is a subject that would require very detailed research, watching musicians such as Trevor Pinnock or Rachel Podger playing can be of great help in understanding how the body as a whole can actively participate in the communication in Baroque music.
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TYPOLOGY OF PERFORMATIVE GESTURES
It is necessary now, in order to increase comprehension and deepen the subject of performative gestures, to categorize them into different levels of application. Doing so raises many questions which cannot be easily resolved objectively. The first difficulty is to find the right terms that will better portray the inner meaning of each gestural situation. Secondly there is the complication caused by the transmutation of gestures according to each performance situation, which may weaken any previous typological definition and make these same categories even more arguable and relative. And finally, such a typological approach tends to be academically relevant, but somewhat confusing when put into practice.
To resolve the first of these matters, it was necessary to carefully assess the generation and the perception of each gestural situation, i.e. it was necessary to portray, verbally and objectively, the subjective and abstract attitudes and postures that are involved in guitar playing. These definitions could perhaps be part of the domain of Semiotics, however the non-verbal and subjective nature of conception and reception of the performative signs make them harder to categorize by simply differentiating gestures from emblems, as is the usual practice in Semiotics. Moreover music performers deal directly with the question of the stage (or performance space), which acts as an agent of modification and perhaps magnification of gestures, a matter that can involve, in our brains, the inherent primitive conceptions of performance as a ritual, and which can perhaps thereby process the audiovisual information perceived from a performance area differently from those of everyday life. As previously said, more research on this matter will be done in the near future, and it is not within the scope of the present work to analyse performative gestures in scientific light.
The second problem concerning the changes of meaning of gestures depending on various situations is more easily resolved by admitting from the very beginning the highly subjective character of the typology here presented. It is also imperative to provide examples of these transmutations in practice, using videoed and printed excerpts of Equinox and other pieces to make clear when they happen.
Finally, there is the problem of the practicability of gestural categories in guitarist’s real life. After quick research with colleagues, I realized that performers do not usually consider categories of gestures when practising, but generally apply what they call ‘intuitive’ gestures. The problem is that what is called ‘intuition’ in this case is a series of movements that are part of the performer’s own personal experiences and learned patterns, which in many cases end up resulting in confusing and misleading gestures in terms of a holistic (or Gestaltic, if one prefers) artistic perception. Bearing that in mind, such categories can help performers to organize their studies and identify certain moments in which they automatically apply some kind of gesture. It will hopefully generate a self-critical behaviour towards the ‘intuitive’ approach to gestures in performance, making clear how frail our musical messages can become when applying gestures without a previous analysis of the various movements that make them up.
There is yet another problem that arises from the practicability of such typology: considering the previous definition of performative gestures as being previously prepared by the performer, what about movements that can be perceived by the audience as gestures but initially unintended by the performer? These are simply not considered in the present research, as they belong to the realm of audience perception only, without any implications for the preparation of a piece. As my research is suggesting, it is advisable that the performer keeps the performative gestures under constant control, thus minimizing the possibility of alien gestures during the performance. This may sound a bit doctrinaire at first, but when one takes the times to consciously include performatic gestures in the process of preparation of a piece, one realizes how many extra movements were happening, making the already tough task of playing an instrument even tougher; here, again, practice can justify theory, and what can be at first perceived as doctrinaire, becomes organically inserted into one's daily practice and will most probably take almost immediate effect in one's public performances.
Traditional Eastern instruments, such as shakuhachi, sho and shen, have sets of gestures directly associated with their playing. Shakuhachi performers, for instance, often mention the impossibility of achieving determined expressive features without these gestures. For some reason music performance in Western countries became more concerned with technical perfection and intellectuality rather than sound (in a broad, conceptual sense) and the ritualistic character of the stage. Technique in traditional Eastern instruments is a broader concept, and gestures are embodied into the instrumentalist’s basic movements.
Performances often involve noises, relative pitches, and are usually connected to natural phenomena or magical plots, particularly in theatrical situations. [1]
In the video below are included some samples of performances of Eastern instruments:
In Japan, particularly, performing traditional instruments requires a very strict process of training not just from the theoretical and technical point of view, but also in terms of the presence of the performers and their artistic message on stage; shakuhachi, shamisen, or tsuzumi players, for instance, are prepared in such a way that the amplitude and deepness of their movements are highly controlled, and are coordinated with the group in the case of an ensemble performance, such as in the following video of the percussion Ensemble Fujizakura:
In terms of Western instruments, many categories of gestures have been academically established in the past years by a handful of researchers, such as sound-accompanying gestures; sound-producing gestures; sound-facilitating gestures; communicative gestures; and modification gestures, among others. As one can promptly realize, such a number of categories can be confusing and misleading, all adding in subjectiveness to the already subjective definition of gesture. As we could see in our attempt to define performative gesture, this is a broad and infinitely debateable concept varying from hands-only movements to the involuntary movements of listeners in response to performers’ actions. During the process of the present research and in my work as a performer in diverse situations, many categories of performative gestures have been subject to careful scrutiny, both conceptual and practical. At the end some categories have been considered useful for the present work, others arguably useful, and others absolutely reproachable in their very conceptual foundations.
A good example of the varied quality of information provided regarding types of gestures is a paragraph from an article by Alexander Refsum et al., in which there is an attempt to provide a clear typology of performative gestures (here referred to as ‘musical gestures’), also based in other typological definitions by other authors:
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To understand more about the functions of many musical gestures, it is easy to discern four functional categories of musical gestures, based on works by Giget (1987), Cadoz (1988), Delalande (1988), and Wanderley & Depalle (2004); namely, sound-producing gestures, communicative gestures, sound-facilitating gestures, and sound-accompanying gestures.
Sound-producing gestures are those that effectively produce sound. They can be further subdivided into gestures of excitation and modification. Sound-producing gestures are called instrumental gestures in (Cadoz 1988), and affective gestures in Delalande (1988).
Communicative gestures are intended mainly for communication. (...) such movements can be subdivided into performer-performer or performer-perceiver types of communication. Communicative gestures are called semiotic gestures in (Cadoz & Wanderley 2000). Several of these can also be considered gestures in the way Kendon (2004) and McNeill (1992) use the term.
Sound-facilitating support the sound-producing gestures in various ways. (...) such gestures can be subdivided into support, phrasing, and entrained gestures. Sound-facilitating gestures are called accompanying gestures in (Delalande 1988), non-obvious performer gestures in (Wanderley 1999), and ancillary gestures in (Wanderley & Depalle 2004).
Sound-accompanying gestures are not involved in the sound production itself, but follow the music. They can be sound-tracing, i.e. following the contour of sonic elements (Godoy et al. 2006a), or they can mimic the sound-producing gestures (Godoy et al. 2006b). [2]
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Although the author considers the task of creating a typology of performative gestures an ‘easy’ one, he is not successful in the sense that it does not provide enough clarification, either about the terms used to define each type or in the definitions per se. For instance, the sentence ‘communicative gestures are intended mainly for communication’ does not provide enough clarity of information, as it is a generic approach to both communication and typology. Another problem arises from the constant link between gestures and sounds.
As performative gestures are extemporal signifying attitudes formed by one or more movements, it would be more appropriate to link movements with sound production instead of gestures. If gestures are to be linked to sound output, it should be with analogous concepts, such as phrasing. We could thus, generate the following relationship:
Movements => Sounds
Gestures => Phrasing
Alexandra Pierce, on the other hand, provides examples of gestural situations completely related to subjective and extemporal concepts such as phrasing and rhythmic vitality, but with no concern to typological description or further conceptual explanation of each situation:
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There are as many as ten musical elements with a distinct kinetic quality that can be vitalized by movement.
1. The relative harmonic completion of phrases and sections and the finality of a piece’s cadential tonic are enacted by a balanced, alert, and muscularly toned resting into the sound of resolution and completion;2. The continuity within melody is enacted by sustained, smooth arm movement that follows its ups and downs with precision and with a fluency made possible by the flexible spine;
3. The deft initiation (ictus) of both beat and measure, together with their resilient follow-through, is rendered by weight-throws of arms and hands grounded in a stable base;
4. Coalescence into chords and middleground rhythmic vitality can be explored in a restrained stepping of the roots of deeper level harmonies to articulate the durational pattern of their progression;
5. The span of phrase (the elastic relationship between structural levels) reveals itself in the interaction between weighted, anchoring core movement (of the trunk and legs) and lithe peripheral movement (of hand or mouth);
6. Climax, the organizing peak of a phrase, can be experienced as the furthest outward stretch of a hand extending open or an arm drawing a large arc in space;
7. Reverberation allows gestures to flow through appropriately mobile joints, especially between phrases – to rest into the very actions that produce the flow of music;
8. Juncture, the stillness between phrases, is embodied by gestures that shape the ending of one phrase, release (ever so briefly), and shape the beginning of the next;
9. The affective life of a motif is characterised by a spontaneous, full-bodied gestural response;
10. Tones of voice, the shifting affects in passing musical events, are named with adjectives or adverbs, said aloud as if in the heightened expression of spontaneous speaking. Distilled and dramatized the colour of the vocal sound, along with the corollary face and hand gestures that accompany speaking, bring to awareness the aroused feelings of the music. [3]
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Later on in the same book she provides more details about her actual concerns that, although clarifying her general intent, still do not provide any kind of typological information:
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Let me anticipate a concern. The kinetic work discussed here does not have as its performance goals broad weavings or exaggerated gestures. There is a range of possibility as to how ‘embodiment’ will evolve for a player. For instance, Vladimir Horowitz or Jascha Heifetz are quite still as they play. Movement beyond fingers, wrists, and forearms is subtle, hardly noticeable, but it is there. On the other hand, ebullient expression in playing movement, as seen with Yo-Yo Ma or with the pianist Lang Lang, when it is not mere spectacle, can shape sound convincingly and be exhilarating to both player and audience. To free and extend movement in rehearsal so that the player becomes permeated by the music, imbued with what Emile Jacques-Dalcroze called plasticity, is part of coming more fully to sense a piece. It is valuable for everyone, no matter what their performance style. [4]
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Although she characterizes gestures as not being part of her general intent, according to the present definitions what she calls ‘movement’ would be exactly performative gestures, without any artistically unjustified exaggeration and following the simple and clear design stated before. The idea that is most connected to the definitions and typology of performative gestures is the one stating that even performers who clearly have a more subtle playing style use gestures (or movements as she calls them). Performative gestures as ‘mere spectacle’ are as far from the present work’s concerns as they are from hers, as these gestures do not have as their main purpose the communication of artistic messages, but rather a simplistic and somewhat vulgar approach to performance that has been often enough criticized in the course of History, from Aristotle to the present day.
After carefully considering the general guidelines of simplicity, clarity, and practicality central to my work, and closely considering the guitarist’s métier, I established three categories in which I considered most aspects of performative gestures could be included, and all of which arise from the duality between movement x representation. It is important to bear in mind the range of possible interpretation of gestures from the purely functional to purely symbolic, already stated by François Delalande in 1988 [5]. Within this conceptual frame, one can further argue that some gestures are generated simply by the need to move the body in automated movements to produce the very first element of music performance, the sound; other gestures arise from the inherent and unavoidable theatricality of every performance, generating signs that are not directly related to the musical material; and the third is one that bridges both categories, seeking to find the equivalent in gestures of the musical ideas themselves, in order to support their conveyance.
From these generalisations arise the three following categories, namely technical gestures, symbolic gestures, and ancillary gestures. As previously stated in the present work and by other researchers, there are many situations in which these categories overlap, revealing that the threshold of each of them in reality is not always clearly defined. A few of these situations will also be listed at the end of this chapter, under the subcategory mixed gestures. It is important to note that the listed gestures are not exhaustive, and applications can vary depending on the performer’s intentions. However, it is possible to illustrate more clearly the categories of the commonly used gestures, most of which will be applied in the final performance of Takemitsu’s Equinox.
Technical Gestures
Technical gestures emerge from the instrument’s technique, and assume a secondary role adding visually to the musical understanding of the piece. Instrument’s technique in this case are all the necessary movements realized by the performer in order to achieve sound results that will be part of a bigger and more complex musical idea. Godøy (2008) called these gestures ‘sound-producing gestures’, and stated that they consist of: prefix (movement leading to the contact point); excitation (contact with, and energy transfer to the instrument); and suffix (movement leading away from the contact point). [6]These gestures are a reinterpretation of the established technical palette of the guitar, showing the intrinsic expressivity of movements that are most of time automatically learned and realized. This category can be related to ‘sound-producing gestures’, as mentioned before, although there is a conceptual discrepancy that has also been mentioned.
Into this category are included: rasgueados, vibratos, glissandos [7], Bartok pizzicato, percussion, shifts, RH (right hand) positions, and others. From technical gestures, we could identify three subcategories, according to their amplitudes (general spectrum of movements in space):
Big amplitude: rasgueados, Bartok pizzicatos, and long glissandos;
Medium amplitude: short glissandos, percussion/tambora [8] with RH; strumming with thumb (RH);
Small amplitude: vibratos, LH ornaments;
Symbolic Gestures
Symbolic gestures are expressive body signs that carry intention and significance according to social and cultural conventions, but are not directly connected to the musical content. They are also called ‘semiotic’ gestures by some authors; however, as the term ‘semiotic’ carries in it a set of meanings and specific uses, the term ‘symbolic’ was favoured here. These are highly stylized gestures that could lead a performance to the extreme of superficial theatricality, and should be applied carefully. Due to the necessity of some kind of semiotic preparation and high level of attention to details, performers should not expect a high rate of success when applying these gestures.
The level of significance of such gestures can range from ‘purely symbolic’ (carrying the full meaning in itself) to ‘structurally relevant’. In the latter one can find possibilities of, for instance, creating a musical unity through gestures, particularly in circular musical structures as found in Takemitsu’s works. If in reappearances of key-chords, for instance, the same gesture is used, it can help the audience to identify the idea of return, even if slightly altered.
In Kabuki theatre, symbolic gestures are often used to express a variety of situations, such as traveling long distances, representation of objects, or even be an important part of the understanding of storylines. Onnagata [9] actor Bandō Tamasaburō V is widely acknowledged as a master of clarity and cohesion for his symbolic gestures on stage, creating an important connection between performer, audience, and plot.
Bandō Tamasaburō applying symbolic gestures during a Kabuki play.
In Equinox, two moments can be highlighted in which such gestures can be used. In terms of purely symbolic level, the harmonics on bar 66 can be played with a gesture of the LH which imitates a flower blooming, thus relating to the spring equinox. [10]
Equinox, Bar 66.
Another possibility for the use of symbolic gestures in Equinox is to express the circular structure. As exemplified below, the idea of return can be fully understood in bars 02-03; 14-15; and 70-71, where the same chords appear, with minor modifications in rhythms and dynamics.
Equinox, bars 02-03.
Equinox, bars 14-15.
Equinox, bars 70-71.
Ancillary Gestures
Ancillary gestures support the musical message trying to match the visual content with it.
It can be subdivided into two groups: sound-accompanying gestures (SA) and psychoacoustic gestures (PA).
In the first subgroup, sound-accompanying gestures, are included gestures that are intended to follow actual changes in sound and its subsequent rearrangements (phrasing, dynamics, etc). Some examples are gestures that signal the climax and resolution of a phrase, and the suspension of an appoggiatura.
Psychoacoustic gestures offer the opportunity of conveying musical intentions purely through gesture, inducing the spectator to perceive the performer’s intention purely through a combination of movement, expectation, and imagination. A rough parallel could be created between the mental completion of the message by the audience and the Kanizsa illusion, which proves that the brain completes missing information to match previous experiences or ordinary shapes.Kanizsa Triangle
These physical and mental attitudes also help the performer to achieve some particular textures during performance, such as changes in sound and dynamics, which could not be achieved through regular technique usually due to physical impossibility of either the instrument or the body, or even both. A way of applying this concept to the sound production, important feature of guitar performances, is to change the position and adding movements before actually playing the note, creating a purely gestural preparation and changing the perception of the texture of the next notes:
The examples below represent some particular moments in Equinox when such gestures could be used, in order to convey very specific illusionary effects.
Equinox, bar 13.
Equinox, bar 67.
Mixed Gestures
As aforementioned, some performative gestures can be included in more than one category, and for these gestures is attributed the name mixed gestures. Due to the self-explanatory character of this category, the best way of understanding it is by identifying practical situations in which they occur in existing pieces of the traditional guitar repertoire.
One of the most typical mixed gestures present in guitar performance comes from the glissando technique. The glissando adds a sliding effect between two notes played on the same string, usually with the same finger.However, if the guitarist moves the elbow towards the chest slightly before moving the hands, it is possible to create a very specific gesture often used to increase the expressive character.
In this case, we can say that this gesture, which was initially classified as technical, assumes the character of ancillary gesture, with a psychoacoustic character (PA), as the actual sound does not change, but the perception of it does. In the following videos it is possible
to compare an excerpt of the same piece when a glissando is played as atechnical gesture only, and afterwards as a technical-ancillary (PA) gesture.
Another example of a mixed gesture is the vibrato. It is a very common expressive technical attitude in practically all string instruments; however, on the guitar it assumes a special character. As the natural sustain of the guitar’s sound does not allow the performer to hold the same note for longer than few seconds, the presence of vibrato for longer than the actual length of the note would be unjustifiable.
It is possible, though, to keep the gesture of the vibrato even after the sound has ended, creating the illusion of a sustained sound that lasts longer than it physically does. Thus, the vibrato may sometimes be considered technical-ancillary (PA) gesture, as its function is transformed from movements that change the frequency of the sound waves to others that create the illusion of its continuity.
Finally, another gesture to be considered is the damping of strings by the RH near the bridge, which causes the sound to stop, thus allowing silence to take place.
This can be considered a technical gesture, as it results from movements that cause changes in sound; however, they may assume a structural character at the end of sections or ending a piece, thus creating a sense of closure. In these situations the ‘damping’ gestures carry meaning in themselves, therefore being classified as technical-symbolic gestures.
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NOTES & REFERENCES
[1] Suffices to say that music is, as it was in Greek theatre, indispensable part of the plot in Kabuki and Noh plays, for instance. Actors interact directly with the music (not with musicians) and sounds and noises are considered as equally important. Theatrical performances require from musicians certain gestural attitudes in order to produce determined expressive features, even though they are not the main agents of generation of the artistic message.
[2] Leman, M. & Godøy, R. I. et al. Musical Gestures: Sound, Movement and Meaning. p. 23.
[3] Pierce, A. Deepening Musical Performance through Movement. (Indiana University Press, 2007). p. 03.
[4] Ibid. p. 04.
[5] Leman, M. & Godøy, R.I. et al. Musical Gestures: Sound, Movement and Meaning. p. 18.
[6] Ibid. p. 22.
[7] Two types of glissandos are considered: long glissandos, with slides of five frets or more; and short glissandos, with slides of up to four frets.
[8] Tambora is a special kind of percussion produced hitting on strings near the bridge, which still allows to recognize the pitch of notes or chords.
[9] Onnagata is a Kabuki actor specialized in female roles, who aims to capture the essence of women rather than simply imitating them.
[10] Takemitsu wrote this piece in Tokyo, in March of 1994 (Spring time in Japan). As the composer was intensely moved by nature to compose his pieces, the image of flowers blooming (particularly cherry trees) must have been very present at the time of its composition.
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A HISTORY OF THE PERFORMING STAGE
IN EUROPE & JAPAN
I will now briefly explore the history of the performing stage in both European and Japanese cultures to the present days, based on Greek and Japanese Dramas and their further developments. Even though Drama in Europe and Japan developed in different time frames and spatial realities, I will explore them in direct relation to each other, providing similarities and contrasts released from the time and space constraints.
For this reason, I have created a different format of presentation combined with a bit of a 'literary stretch' in which the graphic solution below will be used, where each side can be either read separately or followed by each other, and both sides are complemented by the information in bold placed in the middle.
This format relates to both Greek/Roman and Japanese.
This one, on the left, relates to Greek/Roman only.
And this one, on the right, relates to Japanese only.
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Physical and mental stages were indispensable reflections of ancient societies.
Greek drama had its origins in the cult of the god Dionysus.
Until the 6th century BC
The origins of Japanese drama were strongly influenced by the Chinese.
Around the 5th century AD
regular performances were realized with ritualistic character,
with chorus singing hymns (or dithyrambs) in honour to Dionysus,
and these rituals evolved to processions which featured
main characters wearing masks,
and when indigenous tribes inhabited Japan,
external influences as well as local beliefs
converged into a series of myths and practices of shamanistic rituals,
attempting to experience different dimensions inhabited by gods.
It is believed that around 530 BC a wandering bard called Thespis began to recite poetry
as one of the characters he was representing, and this is accepted as
The 8th-century book of Kojiki includes the myth of Ame-no Uzume-no-mikoto’s dance
enticing the goddess Amaterasu out of a cave, which is considered by many as
not only a ritual, but the first artistic performance in that country.
Initially, theatrical events were epic poems, which developed into more detailed events
that later took the form of tragedies, satyrs, and comedies.
Even after many years of development of Greek drama, the
Uzume is believed to have been a miko, a female shaman
who performed ecstatic and erotic dances.
During the many years of development of these shamanistic practices, the
sense of magic was always present;
the traditional place of the altar in the middle of the main structure,
the orchestra, was
an important concept found in Japanese drama,
the kamigakari, was
frequently used,
and a sacrifice of a goat preceded the beginning of plays. Actors and Rhetoricians
praised physical motion as essential to the conveyance of the author's intentions
during the plays. In fact, what was visible, tangible, and philosophically engaging
was praised as superior, which is also the reason why singing was preferred over
purely instrumental music. Drama in Greece was a consequence and a symbol of
the successes of democracy, as people were present in the audience and represented
in the orchestra, particularly during festivals in Athens and other important cities.
With the defeat of Greek Empire to Rome in 146 BC, Romans absorbed much of
Greek culture and adapted it to Roman needs, which
which meant the possession of the performer by gods who could
find expression through him. Noh and Kabuki actors’ representation of ghosts who
speak of their magnificent deeds kept the same basic conception of kamigakari.
Kabuki plays also often featured otherworldly settings, maintaining the essence of
kamigakari in a different social and political situation. With Yamato rulers bringing a
higher monarchical organization, the local tribes were required to perform in the
court in honour of the Emperor, and the performances lost part of their initial magic character.
With the increasing monarchic power and social changes over the following centuries,
Drama was gradually adapted to higher forms of entertainment such as the gigaku, which
often required changes in the use and structure of theatres.
Structurally, the stage as we know it in Western theatres and concert halls
is a heritage of changes that occurred in Greek and Roman arenas.
The Greek theatre did not have an equivalent of what we now know as a stage,
at least with such a central role.
Noh stage brings in its structure some features of the ancient kagura performance areas,
which evolved in many ways over the centuries. In Noh theatre the stage area is still
considered as a sacred space where gods become visible.
Roughly speaking, its visible structure was formed by
orchestra, skene, and theatron. In the orchestra, initially a central circular space,
the chorus of masked male actors assumed the roles of narrators, singers, and dancers.
It was an essential part of the development of the storyline, and has not been
considerably modified until the Romans took over. In the skene (which gave origin
to what we now know as a scene) the main roles appeared, representing gods and heroes,
and usually, each actor could embody more than one character. The theatron,
which means 'watching place', was the place for the audience, which could reach
as many as twenty thousand people in Athens' golden age. Later on, Romans modified
Greek structures, making the skene larger and higher and the orchestra smaller
(semi-circle instead of full circle). Romans also closed the theatre to outside view,
creating the indoor space that evolved to be what
we today regard as the Western style theatres.
hashigakari, kagamiita, ato-za and waki-za. The hashigakari is the side-corridor
leading to the stage, in which the gods are first seen by the audience;
it is the most important structural feature of Noh, as it contributes to the mysterious
and highly ritualistic character of the plays. The kagamiita (a permanent wall painted
with the figure of a pine tree) is the most typical and strikingly traditional aspect of the
Noh stage, as it is a direct reference to the ancient performances that happened outdoors.
The ato-za and waki-za are respectively the rear and the side of the stage, where the
musicians remain during the performances. In the 16th century Kabuki was born, and some time
later Kabuki theatres started to be built adapted from the old Noh structure
(modifying the hashigakari, ato-za, and waki-za). The stage area has been enlarged and
eventually supported a revolving stage, which allowed the spectacular special effects
of Kabuki plays; the hashigakari was re-angled and re-dimensioned, being renamed hanamichi.
Many years later, with the necessity of entertaining larger audiences, the watching space became larger
and was supported by all sorts of technological apparatus.
With the passing of centuries Western countries, after numerous political and social upheavals,
began to attribute other social and political roles to art, and
In 1868, after centuries of isolation and following the increasing
need for modernization and progress, Japan opened its borders to Western way of life and culture;
that invariably changed the way in which performing arts were produced.
Following the end of Roman Empire the structure of Western theatres
remained basically the same, with minor modifications, continuing to house
major socially relevant artistic events. Artists such as Shakespeare, Stravinsky,
John Cage, and Nijinsky went beyond what was usual and acceptable thus
creating, changing, and stretching concepts such as opera, plays, and ballets.
With the outbreak of World War II Japan was again isolated from the West and,
following its defeat, the Japanese traditional arts have been ignored by the most prominent artists.
Years later Japanese artists such as Toru Takemitsu were again attracted
by the traditional arts of their country, often driven by Western artistic concepts
that could be adapted, explained, or even contradicted by their traditions.
Other levels of significance began to be attributed to the stage in 20th and 21st centuries,
now extending its importance into politics and science.
However, stages kept their essential role in contemporary rituals through celebrations of different gods or no gods at all,
whereas
Physical and mental stages are still indispensable reflections of our society.
Pictures of Greek/Roman and Japanese Theatres
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THE PERFORMING STAGE AND ITS INFLUENCE
ON THE PERCEPTION OF GESTURES
The relevance of the stage as an agent of modification on perception of gestures cannot be underestimated in any kind of performance. This means that what is produced on stage in terms of gestures is interpreted in a different way compared to everyday life because the stage as performance space is the result of religious, political, and social changes suffered during thousands of years by human civilizations. As William Chestwood says at the beginning of his book A General History of the Stage, from 1766:
"
The Stage is almost as old as the Sacred Inspiration of the Muse.
"
Performers should bear in mind that, when playing in concert halls, we artistically inhabit a space that originally belonged to the theatrical arts in performances that included music, dance, and rhetoric mixed in meaningful events; and when playing in open spaces, such as in the streets or other venues that were not constructed with the primary intention of hosting artistic performances, we are creating a performance situation which refers psychologically to times of humans gathering for rituals and magical acts. In both cases, a primitive mental construction of such situations might be naturally attached to our definition and perception of these events, and such perception might be influenced by social constructions acquired later in History.
An interesting aspect of the presence of musicians on stage is that music often appeared in many different civilizations primarily as accompaniment for rituals, to either excite or intensify its sense of spirituality and religiosity, and some time later started to be similarly used in theatrical plays. Ceremonial spaces (or what we could call primitive performance space) were recognized by all participants in such acts, and this notion of space and time in such performances was widely respected from aborigines in Australia to African and South-American tribes. Considering this aspect of the history of performance, human societies have long ago agreed at some level that such performances were necessary, and that special places were an essential requisite for it to happen. The stage as a physical place is relatively new in human history, evolving from ancient civilizations to the present days, often representing aspects of the highly hierarchical character that performing activities assumed throughout History. As we have previously stated in this work, contemporary theatres and concert halls are basically the continuation of those developed for many centuries in both Western and Eastern cultures, and they act today, as in those times, as important cultural, religious, scientific, and political assets of different societies. With the human artistic output evolving from ancient religious rituals and primitive ceremonies to more complex and well-defined events, the performance space had to be updated accordingly to the needs of each society, influencing particularly the architecture which would allow these areas to be used by people according to their needs and beliefs.
Another important aspect that makes the stage an important agent in performance is the fact that it can also exist as a psychologically created space. Public performances are agreements between performers and audiences, in the sense that the latter knows that the message to be presented does not belong to their reality, but to the reality of the stage, which represents (or, to some extent, emulates) the fabric of another reality, one that is invisible, intangible, and only accessible through this special area. It is, indeed, a ‘mutual bond of the most mysterious and fundamental kind’, as states J. L. Styan. [1] The performer is the one who will bring part of that specific world by using a space which both performer and audience agree is necessary for that performance to happen. In Western and Eastern cultures the evolution of the performing arts over centuries came in the form of street performances, public plays, or private events for a small number of attendants. Many other forms of performance were born and disappeared, but the need for representation was always present in many civilizations across different historical periods.
It is also important to draw some attention into the evolution of the human brain when approaching the influence of the stage on perception. It is known that the brain activates specific areas when it comes to spiritual beliefs, which have originated all kinds of performances; however, it is also known that such beliefs did not evolve alone, but ‘evolved along with other belief and social cognitive abilities'. [2] According to recent research, there is no single spot in the brain that corresponds to the experience of supernatural or spiritual presence, but diverse areas that act in accordance with many other factors; it is also proved that these parts of the brain constantly overlap and are activated by other functions, e.g. moral, cognitive, or basic survival. When analyzed under the specific criteria of the neuroscience of music, recent research show that, in experiencing music, the human brain actively engages different parts in order to process musical information. According to Daniel Levitin:
"
Musical activity involves nearly every region of the brain that we know about, and nearly every neural subsystem. Different aspects of the music are handled by different neural regions — the brain uses functional segregation for music processing, and employs a system of feature detectors whose job it is to analyze specific aspects of the musical signal, such as pitch, tempo, timbre, and so on. [3]
"
It is thus hypothetically possible that the brain areas that evolved to create and interpret primitive rituals still have some influence on what we experience in live performances. It might also possible to hypothesize that the receiver’s brain processes actions performed on stage differently from everyday activities, and this assumption makes one wonder if the stage acts as some kind of ‘agent of modification’ when it comes to interpreting artistic messages. What one can empirically assert, though, is that performers often state how differently they experience abstract concepts such as time and space on stage, and audiences often experience the passing of time differently when watching a performance that they enjoy.
It seems that concepts such as the Japanese ma are somehow embodied to all performances, and are possibly one of the aesthetic concepts that arise from determined brain processes. Even though more research is required on this matter, we can infer that performative gestures are not processed by the brain as ‘non-performance’ situations, as they are part of a non-verbal language system connected to other higher or lower levels of information.
Perceptually, musical performances can be classified through both ‘bottom-up’ and ‘top-down’ processing, depending on which aspects are being analyzed. From the performers’ point of view, the elements that form the performance (e.g. sound, movements and their sub-groups) as a whole can be considered isolated from each other, eventually being put together to shape a performance; roughly speaking, this is how a ‘bottom-up’ classification would work. The ‘top-down’ analysis, on the other hand, can be applied in the case of considering the performance from the audience’s perspective. When watching a concert, for instance, an audience member processes the message based on more complex information, such as previous experiences, taste, and the social relevance of the event. From this perspective everything happening on stage is firstly perceived as a unit, and then dismantled into smaller parts, such as sound and movements. This is the reason that why, in my opinion, research in the area of performative gestures should first consider the role of gestures in a ‘top-down’ context (i.e. the audience’s point of view) and then move to more specific facts related to the making of any performance. For this reason in this research I considered the performance space as a major contributor to the perception of gestures, and its history in different contexts should be acknowledged by any performer who wants consciously to convey artistic messages to the highest standards. Sensu stricto, the performance of Equinox by Toru Takemitsu can be considered in the light of the composer’s experiences with both Western and Eastern stages, and his lifelong attempt to first unite these traditions, subsequently setting them apart, and finally confronting them, creating unequaled echoes of his aesthetical quests for tradition and modernity within his music.
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NOTES & REFERENCES
[1] Styan, J. L. The English Stage. (Cambridge University Press, 1996). p. 01.
[2] Jordan Grafman, in interview to The Daily Mail. https://www.dailymail.co.uk/sciencetech/article-1160904/Research-brains-God-spot-reveals-areas-brain-involved-religious-belief.html. (Accessed on 18/10/2022).
[3] Levitin, D. This is your brain on music. (Plume, 2007). p. 83.
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TŌRU TAKEMITSU AND EQUINOX, FOR GUITAR
Tōru Takemitsu (Tokyo, 1930 – Tokyo, 1996) was the first Japanese composer to achieve international recognition in the Western musical world in 20th century, also producing important texts about Aesthetics and Philosophy of music and arts. Takemitsu started his musical life only after World War II, deeply influenced by Western music that he heard during US occupation of Japan. It was during the long period which he spent hospitalized and bed-ridden after the war that Takemitsu was submerged into Western music, which led him to start a career in composition, studying with Yasuji Kiyose, and, some years later, with Fumio Hayasaka. Although Kiyose and Hayasaka’s instructions have been important to the young composer, Takemitsu has been largely self-taught during his whole artistic career. It does not mean that the composer was not influenced by other composers, artists, or art forms from Western countries and, later on, from his native Japan.
In 1951, Jikken Kōbō (Experimental Workshop) [1] was founded. Takemitsu, as one of its founders, participated actively in performances of mixed media projects in collaboration with many other artists, and premiering pieces by Western contemporary composers in Japan. In the late 1950s, Takemitsu’s Requiem for strings was heard by Igor Stravinsky during a visit of the Russian composer to Tokyo. Stravinsky later mentioned in interviews his admiration for the Requiem and, shortly after his return to the United States, Takemitsu received his first international commission from Koussevitsky Foundation, probably under Stravinsky’s recommendation.
The most important musical and philosophical figure which exerted key influence on Takemitsu’s artistic conception and methodology was John Cage. It was indeed after listening to Toshi Ichiyanagi’s performance of Cage’s Piano Concerto in 1961 that the Japanese composer started to apply other compositional procedures and experiment with graphic notation. However, the most important influence Cage represented in Takemitsu’s artistic life was in terms of his approach to traditional Japanese music. Some years earlier Takemitsu had had a closer contact with Bunraku, the traditional puppet theatre, and was struck by its music and by how different it sounded from all Western music with which he was presently involved. The friendship with John Cage was essential, some years later, to spark in Takemitsu the interest not just for Japanese music, but for his traditional culture in general. In fact, some years later when he was already an established composer, he wrote:
"
I must express my deep and sincere gratitude to John Cage. The reason for this is that in my own life, in my own development, for a long period I struggled to avoid being "Japanese", to avoid "Japanese" qualities. It was largely through my contact with John Cage that I came to recognize the value of my own tradition. [2]
"
One of the ways Takemitsu started to recover his own tradition was through intense contact with old arts and philosophy from Japan, which resulted in new compositions using traditional Japanese instruments. The first of these was November Steps (1967) for biwa, shakuhachi and orchestra, perhaps one of his most famous works, in which he first attempted to join Eastern and Western instruments. However it is possible to understand, listening to this piece, the natural difficulties the composer found in doing so, as the soloists seldom play together with the orchestra; some years later Takemitsu composed a lesser known work for the same solo instruments and orchestra entitled Autumn (1971). In this work a clear change in attitude can be perceived in the approach to Eastern and Western instruments, as both groups maintain their musical integrity and personality even when playing together. Many years later, after different stages of philosophical and artistic approach to his compositions and being influenced by a number of composers [3] and styles, he recognizes his attempt to unite East and West was a conceptual mistake, and started to compose pieces that would expose their differences rather than uniting them.
His book Confronting Silence brings a better testimony of these changes:
"
How will I take the first step? By cultivating within my own sensitivities those two different traditions of Japan and the West, then, by using them to develop different approaches to composition. I will keep the developing status of my work intact, not by resolving the contradictions between the two traditions, but by emphasizing the contradictions and confronting them. Unstable steps perhaps, but don’t (sic) matter how faltering they may be they will stop me from becoming a keeper of the tombs of tradition. I wish to search out that single sound which is in itself so strong that it can confront silence. It is then that my own personal insignificance will cease to trouble me. [4]
"
Indeed his future works, not only the ones using Japanese instruments but also for solo Western instruments, start to present a fresher approach to his own artistic and personal situation. His collaborations with performers and conductors have been of utmost importance for his achievement of composing pieces for instruments he did not play, such as the guitar. [5]
Particularly from the mid-1970s, the style of his music started to consolidate towards a set of concepts that he developed during his earlier experiences. Besides the already mentioned influence of Japanese music, concepts and techniques such as the ‘stream of sounds’ and ‘sea of tonality’ [6] began to appear as constant and integral part of his compositions; concepts of the Japanese philosophy such as ma [7] were much more clearly employed; his film scores [8] started to capture the essence of sound and silence as part of the visual ideas of the directors; and his particular fondness to the general concept of Japanese gardens deeply influenced the way he employed structurally abstract concepts such as time and transmutation into his music.
Takemitsu died in Tokyo, on 20 February 1996, shortly after finishing his very last pieces for two instruments that helped him to earn international recognition and shape his musical style: In the Woods (Three Pieces for Guitar), and Air, for flute. The repertoire and technique of both instruments have been greatly complemented by Takemitsu’s ideas and explorations, sparking the interest of many other composers to further explore the colours and textures of their sound and expressive qualities.
Equinox, for guitar
Equinox was composed in 1994 in Tokyo, to be played in the recital of commemoration of the 25th anniversary of guitarist Kiyoshi Shomura’s debut, on April 04, 1994. The piece belongs to what is considered Takemitsu’s mature period (in fact, it was one of his very last compositions), and this is clear in his use of harmonic language as well as his rendering of musical form. The connection with nature is also present in the title, and relates directly to the real time of the year in which the composer was writing (the piece was probably finished in March, and premiered in April, spring time in Tokyo).
One of the characteristics of the piece that stands out is the approach to time, so important to Takemitsu according to his own writings about Aesthetics; in fact, when one has the first contact with the score, the graphic elements in relation to time can be noted due to the organization of various rhythmic elements combined with a relative approach to tempo. On this matter, Takemitsu wrote in his book Confronting Silence :
"
Westerners, especially today, consider time as linear and continuity as a steady and unchanging state. But I think time as circular and continuity as a constantly changing state. These are important assumptions in my concept of musical form. Sometimes my music follows the design of a particular existing garden. At times it may follow the design of an imaginary garden I have sketched. Time in my music may be said to be the duration of my walk through these gardens. I have described my selection of sounds: the modes with their variants, and the effects with shades, for example. But it is the garden that gives the ideas form. [9]
"
In fact, the approach to time in Equinox is completely connected to these ideas, and the circularity affects not only time (rhythm), but also space (structure). The transformation of ideas that repeat but are slightly different is a striking feature of the piece, as well as the clarity of presentation of motifs. The piece brings the same title of Joan Miró’s lithograph, which presents a clear circular approach to the natural event of equinox. [10]
Equinox, by Joan Miró.
Technically, Takemitsu’s pieces belong to some of the most difficult of the guitar repertoire of 20th century, and Equinox demands high efforts in order to accomplish its technical and musical ideas. The usual difficulty of Takemitsu’s pieces for guitar is partially explained by his wife, Asaka Takemitsu, in interview for the book A memoir of Toru Takemitsu :
"
Toru didn’t know much about the guitar, so he would ask Mr. Shomura (Kiyoshi Shomura) if it’s possible to do a certain technique, and Mr. Shomura would say, “I can try, it should be fine”. So I guess the music turned out to be difficult. [11]
"
The output of the collaboration with guitarist Kiyoshi Shomura was of great importance to the development of Takemitsu's style on the guitar, and his understanding of the technical and sound characteristics of the instrument are reflected by the striking combination of relative freedom in tempo and detailed dynamics and colour markings. [12]
Analysing Equinox
In the video below, which follows images of the analysed score, it will be possible to have a better idea of Takemitsu's approach to many of the abovementioned structural and conceptual characteristics of Equinox, as well as external influences that might have had a greater impact in his compositional ideas. Finally, some spots will be identified where gestures should be carefully considered, in order to either enhance the musical message or to identify musical gestures where musical ideas are enough to convey a complete message.
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NOTES & REFERENCES
[1] Jikken Kobo (Experimental Workshop) was an avant-garde collective based in Japan, which brought together artists, musicians, designers, choreographers, film-makers, and photographers.’ Source: http://www.tate.org.uk/whats-on/tate-modern/display/jikken-kobo. (Accessed on 18/10/2022).
[2] Takemitsu, Tōru, Contemporary Music in Japan, Perspectives of New Music. Vol. 27, no. 2, (Summer 1989).
[3] N.A. Composers such as Debussy, Cage, and Messiaen, to name a few.
[4] Takemitsu, T. Confronting Silence. (Fallen Leaf Press). p.52.
[5] Even though many people believe Takemitsu was himself a guitarist, his wife, Asaka Takemitsu, says in the book A memoir of Toru Takemitsu that he would always rely on the opinion and advice of Japanese guitarist Kiyoshi Shōmura, to whom he dedicated many of his works, including Equinox.
[6] "I have referred to the ‘stream of sounds’. This is not only an impressionistic description but a phrase intended to contrast with the usual method of construction in music - that of superimposing sounds one on another. This is not a matter of creating new space by merely dividing it, but it does pose a question: by admitting a new perception of space, and giving it an active sense, is it not possible to discover a new unexpected, unexplored world? This is the same as recognizing sound as an object. Listening to the sho I began to think of a basic creative approach to negative space." Takemitsu, Tōru Confronting Silence. (Fallen Leaf Press, 1995). p. 07.
‘Sea of tonality’ referred to a particular harmonic approach in which relationships between chords are created based on a set of notes originated by the word S-E-A (E flat; E natural; A), which according to the composer generated pantonal chords.
[7] Ma is a complex Japanese philosophical concept that in music means, according to Takemitsu, “the interval which gives shape to the whole”; it can also be defined as “a pregnant pause that creates tension and emphasis”. Japanese theatre (Nō and Kabuki, particularly) employ the same concept as part of their holistic approach to space and time during plays. For further information on ma, please refer to: Cavaye, R. & Griffith, P. & Senda, A. A guide to the Japanese stage. (Kodansha International, 2004).
[8] Here one may find a particularly good example on scores Takemitsu wrote for Akira Kurosawa’s films, such as Dodesukaden (1970) and Ran (1985).
[9] Takemitsu, T. Confronting Silence. (Fallen Leaf Press, 1995). p. 119.
[10] N.A. Nature and change of seasons have traditionally served as sources of inspiration for the performing arts in Japan. Equinox is a natural phenomenon that happens twice a year, around March 20 and September 22. Its main characteristic is the equal duration of day and night, due to the position of the Earth in relation to the Sun.
[11] Takemitsu, Asaka A memoir of Toru Takemitsu. (iUniverse, 2010). p. 78.
[12] N.A. It is known, however, that markings such as sul tasto on the guitar may have many different resulting colours, not just dolce. In this sense, even when attempting to be so precise Takemitsu's music results organic and open to changes in interpretation.
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DISCUSSION
I found more appropriate to finish this dissertation with a ‘Discussion’ rather than a ‘Conclusion’. This is because the former carries a more meaningful attitude towards the research I have carried out, and is more connected to my artistic ideals than the latter, providing the opportunity for a reconsideration of our situation as performers and what we represent. At the same time I hope this work will be helpful for those who want to deepen their knowledge on the field of music performance, and perhaps apply some practical concepts explored here in order to increase the effectiveness of non-verbal communication in their performances.
I do hope that concepts and ideas here presented will be carefully considered, discussed, and even, if necessary, denied in order to reach better performance results. Apart from subjective concepts, the information here presented regarding definition and typology of performative gestures can be directly used by any performer who is keen to explore his/her communicative possibilities. The history of the Greek/Roman and Japanese stages will have (hopefully) awaken a deeper respect for the meaning of the performing stage; once more, history has helped us to recognize how our linear approach to time sometimes causes misconceptions about the moment we are living, leading us to think that what we have today is completely new and that we are culturally at the top of some evolutionary process. As we could see, the stage belongs to our own extemporal needs as human beings and is constantly changing in its very basic structure and meaning.
It is exciting to see what can be done when one is liberated from social, political, or religious constraints imposed in relation to the stage and how to act on it; in this case, I consider that 21st-century performers should put their questioning qualities to proof and ask themselves firstly if the structure they have is really the best for what they want to convey; secondly, if what they are doing on stage is really effective; and finally, we should all ask: what is next?
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